Q1 2022 Reporting Obligations for CIFs and CASPs

Q1 2022 Reporting Obligations for CIFs and CASPs

December 29, 2021

CX Financia Ltd presents the reporting obligations of Cyprus Investment Firms (‘CIF’) and Crypto-Asset Services Providers (‘CASP’) for Q1 2022.  The said entities need to submit several reports  to CySEC, CBC  and Market Participants.

Month Regulatory Obligations Submit through Entity Reference Period Deadline
January Complaints Form 144-002-01 TRS CIF, CASP Dec. 2021 05/01/2022
AML Monthly Prevention Statement Form 144-08-11 CySEC portal CIF, CASP Dec. 2021 15/01/2022
Notification of Shareholders and Tied Agents CySEC portal CIF, CASP 2021 31/01/2022
Quarterly Statistics Form QST TRS CIF, CASP Q4 2021 31/01/2022
February Complaints Form 144-002-01 TRS CIF, CASP Jan. 2022 05/02/2022
AML Monthly Prevention Statement Form 144-08-11 CySEC portal CIF, CASP Jan. 2022 15/02/2022
Quarterly Prudential Supervision Form ZZ-01 for Class 2 & Form ZZ-02 for Class 3 TRS CIF, CASP Q4 2021 11/02/2022
Quarterly Balance Sheet, Income Statement, Trial Balance CySEC portal CIF, CASP Q4 2021 11/02/2022
Renewal of certified persons in the CySEC public register CySEC Website CIF, CASP 2022 28/02/2022
March Complaints Form 144-002-01 TRS CIF, CASP Feb. 2022 05/03/2022
AML Monthly Prevention Statement Form 144-08-11 CySEC portal CIF, CASP Feb. 2022 15/03/2022
Annual Money Laundering Compliance Officer Report CySEC portal CIF, CASP 2021 31/03/2022
Quarterly RTS 27 Execution Quality of Transactions Own website CIF Q4 2021 31/03/2022

If you require assistance or have questions on any of the reporting obligations above, please contact us at [email protected]

 

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