Q1 2022 Reporting Obligations for Alternative Investment Funds (‘AIFs’) and Fund Managers (‘AIFMs’)

Q1 2022 Reporting Obligations for Alternative Investment Funds (‘AIFs’) and Fund Managers (‘AIFMs’)

January 5, 2022

CX Financia Ltd presents the reporting obligations of AIFs and AIFMs (the “Obliged Entities”) for Q1 2022.  Obliged Entities need to submit several reports  to Cyprus Securities and Exchange Commission (‘CySEC’) and Central Bank of Cyprus (‘CBC’).

 

Month Regulatory Obligations Recipient Description Deadline
January

Monthly Prevention Statement CySEC portal Submission within 15 days from the end of each month 15/01/2022
Statistical reporting CBC portal Monthly/Quarterly submission of statistical data by Investment Funds to CBC,
the latest by 15 working days after the end of each reference period:
24/01/2022
AIFMD Report CySEC portal AIFMs must provide regularly to CySEC detailed information on the AIFs they manage or market in the EU.
AIFMs must provide regularly to CySEC detailed information on the AIFs they manage or market in the EU.
AIFMs are required to provide information specified under Articles 110(1), (2) and (5) of the Regulation 231/2013.
Regulated Entities are required to disclose the relevant information to CySEC via the completion, signing and submission of XML Files
31/01/2022
Quarterly Statistics (QST-Form) CySEC portal Completion of the Quarterly Statistics –
QST-MC Form for the purpose of submitting to the Commission various statistical information on a quarterly basis.
31/01/2022
February

Monthly Prevention Statement CySEC portal Submission within 15 days from the end of each month 15/02/2022
Services Survey (the “QSRVS Survey”) CBC portal The QSRVS is intended for legal entities residents of Cyprus, which engage in trade in services and specific goods with other countries.
The QSRVS Form should be submitted within 35 working days following the end of each reference period.
The Form must be submitted to CBC electronically through the E-business platform either directly by
the Regulated Entity or by its representative.
18/02/2022
Statistical reporting CySEC portal Monthly/Quarterly submission of statistical data by Investment Funds to CBC,
the latest by 15 working days after the end of each reference period:
21/02/2022
March

Monthly Prevention Statement CySEC portal Submission within 15 days from the end of each month 15/03/2022
Statistical reporting CBC portal Monthly/Quarterly submission of statistical data by Investment Funds to CBC,
the latest by 15 working days after the end of each reference period:
22/03/2022
Annual AMLCO report CySEC portal In accordance with Paragraph 10(3) of the AML Directive, the following documentation shall be submitted to CySEC,
by 31 March 2022 or within twenty (20) days from the date of the relevant BoD meeting for the approval of the AMLCO report: –
the Annual AMLCO Report for the year 2021; and-
the minutes of the Board of Directors meeting during which the Annual AMLCO Report was discussed and approved.
31/03/2022

 

Furthermore Obliged Entities need to submit the Reporting Templates on Liquidity Risks. This submission shall occur every Wednesday during Q1 2022.

If you have any questions or need assistance regarding the regulatory obligations above, contact us at [email protected]

 

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