CySEC Reporting Obligations

CySEC Reporting Obligations – March 2023

Find below the Reporting Obligations required by CySEC for March 2023

Obliged EntityRegulatory ObligationSubmission processReference PeriodDeadline
CIF, CASPComplaints Form 144-002-01TRSFebruary current year5th of March
CIF, CASP, AIFMAML Monthly Prevention Statement Form 144-08-11CySEC portalFebruary current year15th of March
CIF, CASP, AIFMAnnual Money Laundering Compliance Officer ReportCySEC portalPrevious year31st of March
CIFQuarterly RTS 27 Execution Quality of TransactionsOwn websiteQ4 previous year31st of March

For additional information or assistance in fulfilling your regulatory reporting duties, get in touch with our Regulatory Compliance team.


Get the latest business news, directly to your inbox