CySEC's June 2023 reporting obligations

CySEC Reporting Obligations – April 2023

Find below the Reporting Obligations required by CySEC for April 2023

Obliged EntityRegulatory ObligationSubmission processReference PeriodDeadline
CIF, CASPComplaints Form 144-002-01TRSMar current year5th of April
CIF, CASP, AIFMAML Monthly Prevention Statement Form 144-08-11CySEC portalMar current year15th of April
CIF, CASP, AIFMAnnual Compliance Function ReportCySEC portalPrevious year30th of April, AIFM upon CySEC Request
CIF, CASP, AIFMAnnual Risk Management ReportCySEC portalPrevious year30th of April, AIFM upon CySEC Request
CIF, CASP, AIFMAnnual Internal Audit ReportCySEC portalPrevious year30th of April
CIF, CASPAnnual Audited Financial StatementsCySEC portalPrevious year30th of April
CIFAnnual Fees to CySEC Form 87-03-01CySEC portalPrevious year30th of April
CIFAnnual Auditor's Suitability ReportCySEC portalPrevious year30th of April
CIF, CASP, AIFMQuarterly Statistics Form QSTTRSQ1 current year30th of April
CIF750CIR Package - XBRL formatCBC portalPrevious year30th of April
CIF, CASP, AIFMAnnual Disclosure & Market Discipline ReportOwn websitePrevious year30th of April
CIFAnnual RTS 28 Execution Quality Summary StatementOwn websitePrevious year30th of April

For additional information or assistance in fulfilling your regulatory reporting duties, get in touch with our Regulatory Compliance team.

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