CySEC Regulatory Alert CX Financia

CySEC Regulatory Reporting Obligations

January 20, 2023

CySEC Regulatory Reporting Requirements for CIF & AIFM

 

 1. Cross-border activity (CBRT-CIF) form submission is required for Cyprus Investment Firms (#CIF)

  • CySEC’s Form CBRT-CIF requires the collection of data pertaining to the supply of investment services and activities to retail clients, including clients classified as elective professionals, and is to be analysed each #EU Member State with more than 50 clients.

 

Submission deadline: 27th of January by 15:00

Submission process:  TRS

 

*Companies with less than 50 clients should refer to Circular C539 for their reporting obligations

 

2. The Quarterly Statistics (QST) form must be submitted by CIF and Alternative Investment Fund Managers (#AIFM).

  • Versions 9 and 18 of the QST form are required for usage by CIF and AIFM, respectively.

 

Submission deadline:  31st of January by 15:00
Submission process:  TRS

 

Contact our Regulatory Compliance team for more information.

 

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