info@cxfinancia.com     Mon - Fri 9:00 - 18:00     +357 22323461     CXFInancia Support

Assistance you can trust

Compliance Consulting

Compliance Consulting Services

Our team provides guidance for investment firms and investment funds
to comply with the 4th Anti-Money Laundering (AML) Directive and to prepare for the upcoming 5th Anti-Money Laundering (AML) Directive.

We provide ongoing support for regulatory compliance:

  • Support with day-to-day queries - Responding to your day-to-day questions in relation to the Laws and Directives governing a CIF.
  • Prepare or update your policies and procedures - Preparation or update of your policies and procedures (Operational Procedures Manual, Trading Book Policy Statement, AML Policy, Best Execution Policy, etc).
  • Training - We can provide customized training on many subjects that relate to regulatory compliance (e.g. Anti-Money Laundering, Know-Your-Client procedures, etc).
  • Identifying areas of potential exposure
  • Money laundering audit template
  • Independent money laundering audits
  • AML compliance procedures and Risk-Based approach through a thorough AML risk assessment at a Country level as per the new regulation.

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