Our team provides guidance for investment firms and investment funds
to comply with the 4th Anti-Money Laundering (AML) Directive and to prepare for the upcoming 5th Anti-Money Laundering (AML) Directive.

We provide ongoing support for regulatory compliance:

• Support with day-to-day queries - Responding to your day-to-day questions in relation to the Laws and Directives governing a CIF.
• Prepare or update your policies and procedures - Preparation or update of your policies and procedures (Operational Procedures Manual, Trading Book Policy Statement, AML Policy, Best Execution Policy, etc).
• Training - We can provide customized training on many subjects that relate to regulatory compliance (e.g. Anti-Money Laundering, Know-Your-Client procedures, etc).
• Identifying areas of potential exposure
• Money laundering audit template
• Independent money laundering audits
• AML compliance procedures and Risk-Based approach through a thorough AML risk assessment at a Country level as per the new regulation.