Remuneration Guidelines – C240

With Circular C240 – Guidelines on sound remuneration policies issued by the European Bank Authority, CySEC draws the attention of Cypriot Investment Firms to Guidelines on sound remuneration policies – EBA/GL/2015/22. CIFs must comply with the regulatory requirements and design sound remuneration policies and that do not raise conflict of interest between CIF’s clients and CIF’s personnel…

New Marketing Condition in Latvia – C239

In accordance with Circular 239 – Financial and Capital Market Commission of Latvia (the “FCMC”) – Law on the Financial Instruments Market regarding the natural and legal persons that are allowed to provide/ perform investment services/ activities in the Republic of Latvia, CySEC informs Cypriot Investment Firms to adjust their business models to include new specifications when soliciting clients…